Why Attend
"Push for more action by regulators, as OSFI warns of next global crisis"
- Financial Post, March 28, 2011
Regulatory compliance demands are on the rise as Canada begins to emerge from the global economic crisis. Anticipating risk and meeting regulatory challenges is paramount to protect your organization from penalties for compliance failures.
The Canadian Institute's Conference on Regulatory Compliance for Financial Institutions is the premier event in Canada for professionals across all sectors of the financial and insurance industries. Learn practical and timely compliance information from the leading experts, and most importantly, hear what is on the horizon directly from the regulators.
NEW THIS YEAR:
The expanded agenda includes new sessions on:- Addressing the heightened concern over anti-terrorist fi nancing and sanctions regulations in AML/ATF given recent events in Libya, Egypt and Tunisia
- Analyzing the effect on Canadian FIs of FATCA, Dodd-Frank, the UK Bribery Act and other international legislative provisions
- Strategically choosing advancing technology to manage privacy obligations
- And much more!
Q&A with the Regulators: Submit your questions in advance by email to regulatorycompliance@canadianinstitute.com for the session dedicated entirely to getting answers directly from the regulators on your most pressing regulatory compliance challenges.
The outstanding speaker faculty includes key regulators including Nicolas Burbidge, Senior Director, AML and Compliance Division,OSFI (Tentative), Michael Pawliw, Regional Director, Compliance, Central Region, FINTRAC; John Rossi, Director, Compliance & Enforcement Branch, FCAC; Robin Gould-Soil, Director, PIPEDA Investigations, OPCC; and many more.
PLUS! Strategize with industry experts to address the unique needs and demands of credit unions at our Sunrise Seminar: Breaking through the Shackles of Provincial Boundaries to Nurture Growth and Expansion.
BACK BY POPULAR DEMAND are the pre-conference workshops, Fundamentals of Regulatory Compliance
for Financial Institutions: In a Nutshell and a Guidebook to Developing and Implementing a Cost-Effective LCM Program, which have been updated to refl ect new trends and emerging concerns.
Register Now! Secure your place at this outstanding event to hear from the regulators, learn from the experts and stay compliant with the evolving regulatory demands by calling 1-877-927-7936, by fax at 1-877-927-1563 or online.
Who You Will Meet
- Regulators
- Domestic and Foreign Banks
- Insurance Companies
- Credit Unions
- Trust Companies
- Financial Advisory Companies
- Law Firms
- Accounting Firms
- Consulting Firms
- Pension Funds
Sponsors
Compliance Tools
Compliance Webinar: Implement Best Practices for Cashier's Check IssuranceOctober 24, 2011 | Bankers Online |
Dodd-Frank Cheat Sheet: What Every Banker Needs to Know About Dodd-FrankSeptember 1, 2011 | banktech.com |
Industry News
Senators Question FINTRAC FundingFebruary 16, 2012 | iPolitics |
Financial Services Industry Grappling With Skills ShortageFebruary 16, 2012 | Business Live |
Using Social Media to Drive Operational Change: Part 2February 16, 2012 | Bank Systems & Technology |
Moody’s May Downgrade RBC, Other Global BanksFebruary 15, 2012 | The Vancouver Sun |
Carney, Flaherty Step Up Fight Against U.S. Volcker RuleFebruary 13, 2012 | CTV News |
Join the Conversation