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Regulatory Compliance - Industry News
Canada, U.S. self-regulatory agencies to work more closelyNational Post | July 27, 2009 The Investment Industry Regulatory Organization of Canada's (IIROC) has agreed to share compliance and enforcement matters with the Financial Industry Authority (FINRA) More... |
Hedge Funds Face Tougher RulesFinancial Post | July 18, 2009 Investment industry faces greater scrutiny as a new set of national rules go into effect, aiming to enhance investor protection. More... |
A Brief Annotated Comparison of Structures Between Canada's Existing Financial Regulatory Framework and the Proposed U.S. Financial Regulatory Reform Plan in Regard to InsuranceCanadian Life and Health Insurance Association (CLHIA) | July 04, 2009 More... |
Regulatory Compliance
for Financial Institutions
November, 2010
Toronto
1-877-927-7936
www.RegulatoryCompliancefor
FIs.com
Media Contact:
Jessika Hunt
Marketing Manager
The Canadian Institute
Tel: 1-877-927-7936 ext. 324
Email:
j.hunt@canadianinstitute.com
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