The financial services industry is under the microscope as the reach of regulatory compliance continues to spread. Get all of your essential updates in once place, along with unparalleled networking opportunities, at this year's conference on Regulatory Compliance for Financial Institutions.

Join us for two days of in depth discussion with compliance professionals from Canada's leading financial institutions, including:

  • Allstate Insurance Company of Canada
  • Alterna Savings and Bank
  • BAE Systems Applied Intelligence
  • CIBC
  • Great-West Lifeco
  • Miller Thomson LLP
  • Norton Rose Fulbright LLP
  • Travelers Insurance

Featuring sessions from the following regulators, associations and policymakers:

  • Canadian Credit Union Association
  • Central1 Credit Union
  • Ontario Securities Commission
  • Payments Canada
  • Office of the Privacy Commissioner of Canada
  • Office of the Superintendent of Financial Institutions

Get the most out of this year's program with our *new* Focus Sessions on Day 2, allowing you to choose your industry area of interest and design your own program!

Check out all of the available options in our advanced agenda


Call 1-877-927-7936, email our Registration Coordinators at , or register online.

Questions for the Regulators? Email .

Interested in exhibition and sponsorship opportunities? Contact Dan Gellman at 416-927-0718 Ext. 7389 or email

We look forward to seeing you this November!

Don't Just Take Our Word For It…

Check out what participants had to say about the annual Regulatory Compliance for Financial Institutions conference:

 "Great topics.  Great delivery.  Good enthusiasm."
Luigi Nieto Giovanini, Senior Manager, Basel Compliance, Scotiabank

"Very engaging speakers.  Material highly relevant."
Tiffany French, Senior Director, Business Compliance, President's Choice Financial

"I, along with my employer, agreed that this conference would be a great avenue to gather information and learnings since I am new to my position…."
Mary Marchegiani, Manager, Regulatory Compliance, ICICI Bank Canada

"An opportunity to get updated about the latest in regulatory environment and networking."
Arnab Sensarma, Senior Manager, Internal Audit, ICICI Bank Canada

"Excellent, candid, informative."
Mathew Wesolowski, V.P., Bridgewater Bank

"I like the comprehensive and relevant scope."
Rosita Bhagat, Director, Compliance Audit, Scotiabank

"Fundamentals Workshop: "Good overview of regulatory environment."
Daniel Velari, Audit, TD Bank,

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