18th Regulatory Compliance for Financial Institutions

This November, join the thought-leaders and decision makers that help to preserve the integrity and strength of Canada’s financial institutions. Learn how to meet and exceed the regulators’ expectations without sacrificing budget.

Learn How to Meet Your Increasingly Complex and Expanding Regulatory Demands and Stay Compliant!

Hear directly from the Regulators. Exchange Compliance Best Practices. Develop Solid Risk Management Strategies.

The Regulatory Compliance for Financial Institutions event provides a forum unique to Canada in which to interact and learn from the key regulators and financial services industry, legal and consulting experts. Join us this November to ensure that you have the necessary tools to develop, implement and test the effectiveness of your risk management programs. Learn to exceed the expectations of the regulators and insulate your institution against the business risks of a cyclical global economic climate.

Save the Date!
The 18th Annual Regulatory Compliance for Financial Institutions event will take place on November 13 and 14, 2012, in the heart of Toronto’s financial district. This year’s event once again will bring together banking and insurance professionals to share and learn best compliance practices to protect and advance the interests of your financial institution. In addition to the regulators participating in past events including FINTRAC, FCAC, DICO, Office of the Privacy Commissioner of Canada, this year we are pleased to have representatives from IIROC and FSCO as speakers. Join your colleagues and competitors to gain the most practical and current compliance information, as well as future trends directly from the regulators and leading experts to shape the way you conduct your business.

Thank you for your participation
We thank you for attending the 17th Regulatory Compliance for Financial Institutions event last fall in Toronto. Your participation directly contributed to the success of the event, which brought together banking and insurance professionals as well as the regulators, including OSFI, FCAC, FINTRAC, OPC and many more, to discuss critical strategies necessary to the continued success of Canada’s banking system. It is through the participation of our speakers and delegates that we can continue to grow this event and bring you the most current compliance information and future trends that you need to help you excel in the real world.

Are you interested in speaking at the 18th Regulatory Compliance for Financial Institutions?
Email us at regulatorycompliance@canadianinstitute.com with your full contact details and a brief description of the topic you would like to cover.

Diverse Speaker Faculty. More Regulatory Authorities. Content-rich Sessions on Topical Issues.

Exchange best practices. Position your team for a pro-active and successful approach to your regulatory compliance challenges, on topics including:

  • Crisis management plan to reduce risk
  • Effectiveness testing for optimum performance
  • New technologies for data management: OSFI B-10 outsourcing guidelines
  • Managing enhanced disclosure and penalties under the new mortgage rules
  • Best practices in B-6 liquidity principles under Basel III
  • Evolving IRS guidance on FATCA and Dodd-Frank Wall Street Reform
  • NEW TRACKS: Strategies for larger versus smaller financial institutions. 
  • In-depth workshops on fundamentals, and developing a robust ERM program
  • Compliance with the new FATF 40+9 anti-money laundering (AML/ATF) regulations
Submit Your Questions for the Speakers
Compliance is in the news on a daily basis, and it can be difficult to understand exactly what is required to discharge your regulatory compliance obligations. Our twitter and news feeds are updated daily, but if there is an issue for which you would like more information and clarity, please submit your questions for our speakers to consider and address at the event. Questions are also welcome for the Regulators’ Q&A Panel. Click here to submit your question(s).

See what delegates have said about this event!

“Lots of great information that is timely and relevant. Knowledgeable presenters.”
Colleen Harmatiuk, VP Corporate Services, Prairie Central Credit Union, November, 2011




Read more testimonials

Join the Conversation



Sponsors

Industry News

How Regulators Learn to Stop Worrying and Love the Cloud

May 14, 2012 | The Bottom Line

Bank's $2B Bad Bet Boosts Volker

May 13, 2012 | Investment News

Managing Regulatory Risk a Major Hurdle for Banks

May 8, 2012 | Forbes

Blockbuster Bank Deals Thing of the Past, RBC Head Says

May 8, 2012 | The Globe and Mail

FINRA Sanctions Citi, Wells Fargo, Morgan Stanley Over ETF Sales

May 1, 2012 | Bank Systems & Technology